Articles

Fiduciary Rule: The Real Agenda

Huffington Post

There’s a powerful agenda behind the opposition to the rule proposed by the U.S. Department of Labor (DOL) requiring that advisors to retirement plans be fiduciaries: The securities industry wants to preserve its ability to give conflicted advice. There’s a lot at stake. Background Information Fiduciaries are required to put the interests of their clients …Read More.

Venture Capital ‘Hits’ Driven By Skill

There’s a large body of sound, academic evidence (which is presented in my books, “The Only Guide to Alternative Investments You’ll Ever Need” and “The Quest for Alpha”) demonstrating that, in aggregate, private equity investments have represented the triumph of hype and hope over wisdom and experience. The following is a summary of findings from …Read More.

Reputation And Venture Capital

Last week, we recapped some of the more recent literature on the performance of private equity, and venture capital (VC) in particular. The cumulative body of evidence, we found, was damning with regard to venture capital’s ability to provide better returns than comparable—and less risky—publicly traded equities. We left off with a review of a …Read More.

2015’s ‘Sure Things’ At Halftime

Every January, I put together a list of predictions that financial “gurus” have made for the upcoming year, especially the ones that gain consensus as “sure things.” Through a series of periodic updates, I keep track of whether these “sure thing” forecasts actually came to pass. The turn of the calendar into July means it’s …Read More.

Budgeting Knows No Boundaries: A Guide for the Wealthy

“You don’t really do this stuff—do you?” The question came from a major network anchor after the camera stopped rolling. The topic was budgeting. He certainly isn’t obtuse, and he wasn’t being patronizing or condescending. It was a legitimate question that accurately reflects the underlying perception held by most people in any demographic–that budgeting is …Read More.

Poor Active Performance Persists

The midyear 2015 Standard & Poor’s Indices Versus Active (SPIVA) persistence scorecard for U.S. equity markets provides yet another example of why—at least when it comes to the overall results of active management relative to their appropriate benchmarks—the past can, in fact, be considered prologue. Here are some of the highlights from the report: Of …Read More.

Gurus Trip Over Bond/Stock Correlation

A good number of Wall Street “gurus” have, for quite some time now, been loudly and repeatedly warning investors that bond yields will soar. That, they caution, will in turn lead to falling stock prices. Unfortunately, this bit of “conventional wisdom” regarding the relationship between stocks and bonds may have led many investors to panic …Read More.

Midyear Checkup: A Time to Adapt

Where am I now? Where do I want to go from here? At the start of each year, many of us make it a habit to ask ourselves the two above questions. The answers help us map out a strategy, make resolutions and set goals. This annual exercise offers us the opportunity to take stock …Read More.



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